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List of dual-use goods / category 4

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category 9

 

CATEGORY 4 — CALCULATORS

Note 1:

Computers, related hardware or “software” providing telecommunications or “local area network” functions must also be assessed against the performance characteristics defined in Category 5, Part 1 (Telecommunications).

Note 2:

Control units providing direct interconnection of buses or channels of central processing units, "main memory" or disk controllers are not considered telecommunications equipment described in Category 5, Part 1 (Telecommunications) .

NB:

For the status of "software" specifically designed for packet switching, see 5D001.

 

4A - Equipment, assemblies and components

 

4A001 - Electronic computers and related equipment having any of the following characteristics and “electronic assemblies” and their specially designed components:

NB:

SEE ALSO 4A101.

a.

specially designed to have any of the following characteristics:

1.

designed to operate at an ambient temperature below 228 K (–45 °C) or above 358 K (85 °C); Or 

Note:

Paragraph 4A001.a.1 does not control computers specially designed for automobiles, trains or “civil aircraft”.

2.

radiation resistance to a level exceeding any of the following specifications:

a.

total dose

5 × 10 3 Gy (silicon); 

b.

dose rate

5 × 10 6 Gy (silicon)/s; Or  

c.

modification by single event

1 × 10 – 8 error/bit/day; 

Note:

Paragraph 4A001.a.2. does not control computers specially designed for “civil aircraft”.

b.

Not used.

 

4A003 - “Digital computers”, “electronic assemblies” and their related equipment, as follows, and specially designed components therefor:

Note 1:

Paragraph 4A003 includes:

'vector processors';

matrix processors;

digital signal processors;

logical processors;

equipment designed for “image reinforcement”.

Note 2:

The status of "digital computers" or related equipment described in 4A003 is governed by the status of other equipment or systems, provided that:

a.

the “digital computers” or related hardware are essential to the operation of such other equipment or systems;

b.

the “digital computers” or related hardware are not a “primary element” of such other equipment or systems; And 

NB 1:

The status of equipment for “signal processing” or “image enhancement” specially designed for other equipment, having functions limited to those necessary for the operation of said equipment, is determined by the status of this equipment, even if They exceed the “main element” criterion.

NB 2:

Regarding the status of "digital computers" or their related equipment for telecommunications equipment, see Category 5, Part 1 (Telecommunications).

c.

the “technology” relating to “digital computers” and related equipment is determined by subcategory 4E.

a.

Not used;

b.

“digital computers” having a “peak corrected performance” (PCC) exceeding 12.5 weighted teraflops (TP);

c.

“electronic assemblies” specially designed or modified to enhance performance by aggregating processors such that the “PCC” of the aggregation exceeds the limit defined in 4A003.b.;

Note 1:

Paragraph 4A003.c. covers only "electronic assemblies" and programmable interconnections not exceeding the limit in 4A003.b., when shipped as non-integrated "electronic assemblies."

Note 2:

Paragraph 4A003.c. does not control "electronic assemblies" specially designed for a product or family of products whose maximum configuration does not exceed the limit defined in 4A003.b.

d.

Not used;

e.

Not used;

NB:

For “electronic assemblies,” modules or equipment performing analog-to-digital conversions, see 3A002.h.

f.

Not used;

g.

equipment specially designed to enable the aggregation of the performance of “digital computers” by providing external interconnections allowing communications at unidirectional rates greater than 2.00 Gbytes/per link.

Note:

Paragraph 4A003.g. does not cover internal interconnection equipment (such as backplanes or buses), passive interconnection equipment, “network access controllers” or “communications controllers”.

 

4A004 - Computers as follows and specially designed related equipment, “electronic assemblies” and their components:

a.

“systolic array computers”;

b.

“neural computers”;

c.

“optical computers”.

 

4A005 - Systems, equipment and components specially designed or modified for the generation, operation or delivery of "intrusion software", or for communication therewith.

 

4A101 - Analog computers, “digital computers” or digital differential analyzers, other than those specified in 4A001.a.1., of high ruggedness and designed or modified for use in space launch vehicles specified in 9A004 or rockets probes specified in 9A104.

 

4A102 - “Hybrid computers” specially designed for modeling, simulation or integration of space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

Note:

This paragraph only applies to equipment supplied with the software referred to in paragraphs 7D103 or 9D103.

 

4B - Testing, inspection and production equipment

Nothing.

 

4C - Materials

Nothing.

 

4D - Software

Note:

The status of “software” for equipment described in other categories is governed by the relevant category.

 

4D001 – “Software”, as follows:

a.

“software” specially designed or modified for the “development” or “production” of equipment or “software” specified in 4A001 to 4A004 or in subcategory 4D;

b.

“software” other than that specified in 4D001.a., specially designed or modified for the “development” or “production” of equipment, as follows:

1.

“digital computers” having a “peak corrected performance” (PCC) exceeding 6.0 weighted teraflops (TP);

2.

“electronic assemblies” specially designed or modified to enhance performance by aggregating processors such that the “PCC” of the aggregation exceeds the limit defined in 4D001.b.1.

 

4D002 - Not used.


4D003 - Not used.

 

4D004 - “Software” specially designed or modified for the generation, operation or delivery of “intrusion software”, or for communication with the same.

 

4E - Technology

 

4E001 -

a.

“Technology”, within the meaning of the General Technology Note, for the “development”, “production” or “use” of equipment or “software” referred to in subcategories 4A or 4D.

b.

“Technology” other than that specified in 4E001.a., specially designed or modified for the “development” or “production” of equipment, as follows:

1.

“digital computers” having a “peak corrected performance” (PCC) exceeding 6.0 weighted teraflops (TP);

2.

“electronic assemblies” specially designed or modified to enhance performance by aggregating processors such that the “PCC” of the aggregation exceeds the limit defined in 4E001.b.1.

c.

“Technology” for the “development” of “intrusion software”.

 

TECHNICAL NOTE ON “PEAK PERFORMANCE CORRECTED” (“PCC”)

“PCC” is a corrected peak rate at which “digital computers” perform floating-point additions and multiplications of 64 bits or more.

“PCC” is expressed in weighted teraflops (TP), in units of 10 12 corrected floating point operations per second. 

Abbreviations used in this technical note

not

number of processors in the “digital computer”

i

processor number (i,…n)

ii

processor cycle time (t i = 1/F i ) 

iii

processor frequency

iv

maximum calculated speed in floating point

v

architecture adjustment factor

Description of the “PCC” calculation method

 

1.

For each processor i, determine the maximum number of 64-bit or greater floating point operations, OVF i , executed per cycle for each processor in the “digital computer”.

Note

To determine OVF, include only additions and/or multiplications of 64 bits or more. All floating point operations must be expressed in operations per processor cycle; operations that require multiple cycles can be expressed as fractional results per cycle. For processors incapable of performing calculations on floating point operands of 64 bits or more, the calculated effective speed V is zero.

 

2.

Calculate the floating point speed V for each processor V i = OVF i /t i . 

 

3.

Calculate “PCC” as “PCC” = W 1 × V 1 + W 2 × V 2 + … + W n × V n .     

 

4.

For 'vector processors', W i = 0.9. For non-vector 'processors', W i = 0.3.  

Note 1

For processors performing compound operations within a cycle, such as additions and multiplications, each operation is counted.

Note 2

For a pipelined processor, the calculated effective speed V is the pipelined speed (once the pipeline is full) or the non-pipelined speed, whichever is the higher.

Note 3

The calculated speed V of each processor involved must be aggregated below its theoretically possible maximum value, before the “PCC” of the combination is deduced. Concurrent operations are assumed to exist when the calculator manufacturer stipulates, in a calculator manual or brochure, the existence of operation or execution in concurrent, parallel or simultaneous mode.

Note 4

Processors that are limited to input-output functions or peripheral functions (e.g. disk drives, communications and video displays) are not included in the "PCC" calculation.

Note 5

“PCC” values ​​shall not be calculated for combinations of processors (inter)connected by local area networks, wide area networks, shared input/output connections/devices, input/output controllers and any communications interconnections implemented work by “software”.

Note 6

“PCC” values ​​shall be calculated for processor combinations comprising processors specially designed to improve performance by aggregation, operating simultaneously and sharing their memory;

Technical note:

1.

All processors and accelerators operating simultaneously and located on the same die must be aggregated.

2.

Combinations of processors sharing their memory where a processor is capable of accessing a system memory location by hardware transmission of cache lines or memory words, without the intervention of software mechanisms, which can be achieved by using “electronic assemblies” specified in 4A003.c.

Note 7

A 'vector processor' is defined as a processor having embedded instructions that aim to simultaneously perform multiple calculations on floating point vectors (one-dimensional arrays of 64 bits or more), with at least 2 vector functional units and 8 vector registers d 'at least 64 elements each.

 


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 Updated: August 2017  

 

© Albert Castel April 2010